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Eric Stanley Springer

J. W. Cole Advisors, Inc.

Lowell, MI

Tampa, FL

CRD 1627822

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Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars
  • HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2019-03-20
  • MI RA
    APPROVED
    Since 2019-03-20

Branch Locations

309 E. Main Street, Lowell, MI 49331 • United States

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Grand Rapids MI 08/1984 Present
Fortis Investors, Inc. Grand Rapids MI 03/1998 03/2019
J.W. Cole Advisors, Inc. Tampa FL 03/2019 Present
J.W. Cole Financial, Inc. Tampa FL 03/2019 Present
  • 08/1984 → Present
    Self Employed
    Grand Rapids, MI
  • 03/1998 → 03/2019
    Fortis Investors, Inc.
    Grand Rapids, MI
  • 03/2019 → Present
    J.W. Cole Advisors, Inc.
    Tampa, FL
  • 03/2019 → Present
    J.W. Cole Financial, Inc.
    Tampa, FL
Previous Registrations
  • 2010-11-24 → 2019-03-15
    Woodbury Financial Services, Inc.
    Grand Rapids, MI
    Grand Rapids, MI
    Byron Center, MI
    Grand Rapids, MI
    Spring Lake, MI
Other Businesses

(1) BROOKSTONE INVESTMENTS; President; Sole Proprietorship; INVESTMENT RELATED; 10 SECURITIES TRADING HOURS; 10 START DATE: 01/01/2009; 309 E. Main Street, Lowell, MI 49331; Fixed Insurance sales. (2) Blue Time LLC; non-investment related; 309 E Main, Lowell, MI 49302; Owner of office building; President; Lease office space, manage building. (3) Florida Built; Not investment related; 6221 Snow Ave SE, Alto, MI 49302; President; Clothing and Marine accessories sales; Sales and marketing of clothing and marine accessories; Start 8/21/2023; 5 hrs./mo., 5 hrs./mo. during trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-11-22
S63 Uniform Securities Agent State Law Examination 1998-04-28
  • S65 Uniform Investment Adviser Law Examination
    2010-11-22
  • S63 Uniform Securities Agent State Law Examination
    1998-04-28

View on SEC IAPD

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