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4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2019-03-20 |
Branch Locations
309 E. Main Street, Lowell, MI 49331 • United States
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Grand Rapids | MI | 08/1984 | Present |
| Fortis Investors, Inc. | Grand Rapids | MI | 03/1998 | 03/2019 |
| J.W. Cole Advisors, Inc. | Tampa | FL | 03/2019 | Present |
| J.W. Cole Financial, Inc. | Tampa | FL | 03/2019 | Present |
(1) BROOKSTONE INVESTMENTS; President; Sole Proprietorship; INVESTMENT RELATED; 10 SECURITIES TRADING HOURS; 10 START DATE: 01/01/2009; 309 E. Main Street, Lowell, MI 49331; Fixed Insurance sales. (2) Blue Time LLC; non-investment related; 309 E Main, Lowell, MI 49302; Owner of office building; President; Lease office space, manage building. (3) Florida Built; Not investment related; 6221 Snow Ave SE, Alto, MI 49302; President; Clothing and Marine accessories sales; Sales and marketing of clothing and marine accessories; Start 8/21/2023; 5 hrs./mo., 5 hrs./mo. during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-28 |
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