Best Investors Account Sign in

Shaun Smith

Fifth Third Securities, Inc.

Lowell, MI

Grand Rapids, MI

Claim This Profile
Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-03-12
MI RA APPROVED 2024-06-28
  • IN RA
    APPROVED
    Since 2025-03-12
  • MI RA
    APPROVED
    Since 2024-06-28

Branch Locations

11915 Fulton Street E., Lowell, MI 49331 • United States

4460 Cascade Rd. Se, Grand Rapids, MI 49546 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities, Inc. Grand Rapids MI 08/2015 06/2023
Fifth Third Bank, N.A. Chicago IL 07/2014 02/2018
Ameriprise Financial Services, Llc Grand Rapids MI 06/2023 06/2024
Fifth Third Securities, Inc. Grand Rapids MI 06/2024 Present
Fifth Third Bank, N.A. Grand Rapids MI 06/2024 Present
Previous Registrations
Other Businesses

1258 Garfield Ave. LLC - rental property manager - 20 hr/mo (0 mkt hrs) - Not securities related - will not interfere with duties at firm

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-09
S63 Uniform Securities Agent State Law Examination 2015-10-23
  • S65 Uniform Investment Adviser Law Examination
    2016-12-09
  • S63 Uniform Securities Agent State Law Examination
    2015-10-23
Other Names
  • Shaun Michael Smith
  • Shaun Smith
  • Shaun M Smith

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES
J. W. COLE ADVISORS, INC.
THE HUNTINGTON INVESTMENT COMPANY
J.P. MORGAN SECURITIES LLC
IM WEALTH
COMMONWEALTH FINANCIAL NETWORK
EVERSOURCE WEALTH ADVISORS, LLC

Other Investors

DEBORAH ANNE WILKS
Shanna C Dejong
RYAN D BAINES
Ian Jonathan Allen Deming
Christopher Carl Godbold
Mason Godbold
ERIC STANLEY SPRINGER
TAMMY KAY BLACK

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · LOWELL, MI
EDWARD JONES · LOWELL, MI
J. W. COLE ADVISORS, INC. · Lowell, MI
THE HUNTINGTON INVESTMENT COMPANY · LOWELL, MI
J.P. MORGAN SECURITIES LLC · ADA, MI
IM WEALTH · ADA, MI
COMMONWEALTH FINANCIAL NETWORK · Ada, MI
EVERSOURCE WEALTH ADVISORS, LLC · Ada, MI

More in Lowell, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor