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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 1987-03-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Coral Gables | FL | 01/1987 | Present |
| Bank Of America, N.A. | Coral Gables | FL | 02/2011 | Present |
I*35889 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ARCHDIOCESE OF MIAMI INVESTMENTS COMMITTEE INVESTMENT RELATED: Y ADDRESS OF BUSINESS: MIAMI SHORES, FLORIDA 33138 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 2/1/2008 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SUBCOMMITTEE MEMBER CHARITY I*35892 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FIGAROLA IRREVOCABLE TRUST AGREEMENT , 10/11/1990 INVESTMENT RELATED: Y ADDRESS OF BUSINESS: MIAMI, FLORIDA 33156 NATURE OF BUSINESS: OTHER,CO-TRUSTEE POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 7/12/2007 NUMBER OF HOURS DEVOTED: 5 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: CO-TRUSTEE ON MY DECEASED FATHER'S TRUST I*35893 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: JOSE FIGAROLA REVOCABLE TRUST INVESTMENT RELATED: Y ADDRESS OF BUSINESS: MIAMI, FLORIDA 33156 NATURE OF BUSINESS: TRUST, POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 7/12/2007 NUMBER OF HOURS DEVOTED: 5 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PERSONAL FIDUCIARY ROLE I*84948 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CHURCH OF EPIPHANY PARISH ENDOWMENT TRUST INVESTMENT RELATED: N ADDRESS OF BUSINESS: MIAMI, FLORIDA 33143 NATURE OF BUSINESS: TRUST, POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 8/11/2015 NUMBER OF HOURS DEVOTED: 1 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE ENDOWED FUNDS OF THIS CHURCH TRUST ARE DEPOSITED EXCLUSIVELY INTO THE CATHOLIC COMMUNITY FOUNDATION. IT WILL BE MY COLLECTIVE RESPONSIBILITY TO OVERSEE THE THAT THE TERMS OF THE TRUST ARE UPHELD.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 1987-03-27 |
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