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Christopher John Bruce

Raymond James & Associates, Inc.

Coral Gables, FL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-14
FL RA APPROVED 2023-10-17
  • TX RA
    APPROVED
    Since 2023-11-14
  • FL RA
    APPROVED
    Since 2023-10-17

Branch Locations

2333 Ponce De Leon Blvd. Suite 500, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, National Association New York NY 01/2015 10/2023
Raymond James & Associates Coral Gables FL 10/2023 Present
Morgan Stanley Smith Barney Coral Gables FL 12/2013 10/2023
  • 01/2015 → 10/2023
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 10/2023 → Present
    Raymond James & Associates
    Coral Gables, FL
  • 12/2013 → 10/2023
    Morgan Stanley Smith Barney
    Coral Gables, FL
Previous Registrations
  • 2010-12-07 → 2023-10-18
    Morgan Stanley
    Coral Gables, FL
  • 2007-03-02 → 2010-11-12
    Intervest International, Inc.
    Aviano (Pn)
    Colorado Springs, CO
  • 2003-02-21 → 2007-03-05
    Nelson Securities,Inc.
    Spokane, WA
    Apo, Ae
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-11-07
S63 Uniform Securities Agent State Law Examination 1999-09-18
  • S65 Uniform Investment Adviser Law Examination
    2000-11-07
  • S63 Uniform Securities Agent State Law Examination
    1999-09-18

View on SEC IAPD

Other Firms

STIFEL, NICOLAUS & COMPANY, INCORPORATED
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ACCUMULATOR OPERATIONS LLC
021 INVESTMENTS LLC
VIM WEALTH MANAGEMENT, LLC
CETERA INVESTMENT ADVISERS LLC
AMERANT INVESTMENTS, INC.
MORGAN STANLEY

Other Investors

MIGUEL ANGEL VIYELLA
SONNIA VIYELLA
SERGIO MARISCAL LOZANO
Heidy Frank
JUAN PABLO MILITELLO
ANNE-SOPHIE M COLAS
LAURA STECKLER
LEIDY BARRIOS DREISPIEL

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · Coral Gables, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORAL GABLES, FL
ACCUMULATOR OPERATIONS LLC · CORAL GABLES, FL
021 INVESTMENTS LLC · MIAMI, FL
VIM WEALTH MANAGEMENT, LLC · CORAL GABLES, FL
CETERA INVESTMENT ADVISERS LLC · Coral Gables, FL
VIM WEALTH MANAGEMENT, LLC · Coral Gables, FL
AMERANT INVESTMENTS, INC. · CORAL GABLES, FL

More in Coral Gables, FL

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