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Sergio Mariscal Lozano

Raymond James & Associates, Inc.

Coral Gables, FL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-30
FL RA APPROVED 2022-03-14
  • TX RA
    APPROVED_RES
    Since 2026-06-30
  • FL RA
    APPROVED
    Since 2022-03-14

Branch Locations

2333 Ponce De Leon Blvd. Suite 500, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Coral Gables FL 05/2013 03/2022
Raymond James & Associates, Inc Coral Gables FL 03/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-07
S63 Uniform Securities Agent State Law Examination 2000-02-10
  • S66 Uniform Combined State Law Examination
    2022-07-07
  • S63 Uniform Securities Agent State Law Examination
    2000-02-10
Other Names
  • Sergio Lozano Mariscal

View on SEC IAPD

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Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · Coral Gables, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORAL GABLES, FL
ACCUMULATOR OPERATIONS LLC · CORAL GABLES, FL
021 INVESTMENTS LLC · MIAMI, FL
VIM WEALTH MANAGEMENT, LLC · CORAL GABLES, FL
CETERA INVESTMENT ADVISERS LLC · Coral Gables, FL
VIM WEALTH MANAGEMENT, LLC · Coral Gables, FL
AMERANT INVESTMENTS, INC. · CORAL GABLES, FL

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