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125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2021-03-30 |
| CT | RA | APPROVED | 2015-10-30 |
Branch Locations
125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vanderbilt Securities, Llc | Woodbury | NY | 10/2015 | Present |
Essex Village Manor LLC. Not investment related. Start date: 11/19/2024. Address: 23 Hillsboro Rd, Trumbull Ct, 06611. Title: Administrative Assistant. Duties: Keeping track of resident census Weekly payroll keep track of DSS and SS payments for residents reconcile expense reports all done remotely with a bi monthly travel onsite on weekend. Time spent during regular hours: 0%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 1987-03-05 |
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