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Peter Christopher Cook

Vanderbilt Advisory Services

Woodbury, NY

CRD 1626293

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Employer firm

Vanderbilt Advisory Services CRD 116537

$2.11B regulatory AUM 64 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Vanderbilt Advisory Services

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2021-03-30
CT RA APPROVED 2015-10-30
  • RI RA
    APPROVED
    Since 2021-03-30
  • CT RA
    APPROVED
    Since 2015-10-30

Branch Locations

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Vanderbilt Securities, Llc Woodbury NY 10/2015 Present
  • 10/2015 → Present
    Vanderbilt Securities, Llc
    Woodbury, NY
Previous Registrations
Other Businesses

Essex Village Manor LLC. Not investment related. Start date: 11/19/2024. Address: 23 Hillsboro Rd, Trumbull Ct, 06611. Title: Administrative Assistant. Duties: Keeping track of resident census Weekly payroll keep track of DSS and SS payments for residents reconcile expense reports all done remotely with a bi monthly travel onsite on weekend. Time spent during regular hours: 0%.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-10-20
S63 Uniform Securities Agent State Law Examination 1987-03-05
  • S65 Uniform Investment Adviser Law Examination
    2011-10-20
  • S63 Uniform Securities Agent State Law Examination
    1987-03-05
Other Names
  • Peter C Cook

View on SEC IAPD

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