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Lisa Federico Gigliotti

Cambridge Investment Research Advisors, Inc.

Natick, MA

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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-05-16
  • MA RA
    APPROVED
    Since 2025-05-16

Branch Locations

181 Worcester St., Natick, MA 01760 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Boston MA 11/2009 12/2021
Fidelity Personal And Workplace Advisors Boston MA 07/2018 12/2021
Cambridge Investment Research, Inc. Fairfield IA 04/2025 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2025 Present
Testa Associates, Llc Natick MA 03/2025 Present
Unemployed Weston MA 01/2022 03/2025
  • 11/2009 → 12/2021
    Fidelity Brokerage Services
    Boston, MA
  • 07/2018 → 12/2021
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 04/2025 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 04/2025 → Present
    Cambridge Investment Research Advisors, Inc.
    Fairfield, IA
  • 03/2025 → Present
    Testa Associates, Llc
    Natick, MA
  • 01/2022 → 03/2025
    Unemployed
    Weston, MA
Previous Registrations
  • 2018-07-13 → 2022-01-10
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2010-03-15 → 2018-07-13
    Strategic Advisers Llc
    Boston, MA
  • 2008-04-08 → 2009-02-09
    Banc Of America Investment Services, Inc.
    Boston, MA
  • 2005-11-16 → 2008-04-07
    Strategic Advisers Llc
    Boston, MA
  • 2002-05-13 → 2004-12-16
    Strategic Advisers Llc
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-30
S63 Uniform Securities Agent State Law Examination 1987-03-23
  • S65 Uniform Investment Adviser Law Examination
    1999-12-30
  • S63 Uniform Securities Agent State Law Examination
    1987-03-23
Other Names
  • Lisa Jeanne Federico
  • Lisa F Gigliotti

View on SEC IAPD

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KENNETH CHARLES WATT
SEAN DAVID WHALEN
PATRICK JAMES ROBERTSON
Dennis Patrick Chandler

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Natick, MA
AMERIPRISE FINANCIAL SERVICES, LLC · NATICK, MA
COMMONWEALTH FINANCIAL NETWORK · NATICK, MA
DELTATERRA INVESTMENTS LLC · NATICK, MA
STRATEGIC WEALTH MANAGEMENT LLC · SOUTH NATICK, MA
KAIZERMAN & ASSOCIATES, LLC · NATICK, MA
OSAIC WEALTH, INC. · NATICK, MA
HIGHTOWER ADVISORS, LLC · Natick, MA

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