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Timothy Andrew Le Pain

Ameriprise Financial Services, LLC

Natick, MA

Millis, MA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-07-08
  • CT RA
    APPROVED
    Since 2024-07-08

Branch Locations

2 Summer Street Suite 17, Natick, MA 01760 • United States

Millis, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Natick MA 09/2005 03/2020
Ameriprise Financial Services, Llc Natick MA 03/2020 Present
Other Businesses

Board of Directors; Kids Connect; Board member; 43 Main st Natick Ma. 01760, ,; ; 02/07/2012; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-24
S63 Uniform Securities Agent State Law Examination 1983-12-05
  • S65 Uniform Investment Adviser Law Examination
    1999-02-24
  • S63 Uniform Securities Agent State Law Examination
    1983-12-05
Other Names
  • Timothy Andrew Lepain

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Natick, MA
COMMONWEALTH FINANCIAL NETWORK · NATICK, MA
DELTATERRA INVESTMENTS LLC · NATICK, MA
STRATEGIC WEALTH MANAGEMENT LLC · SOUTH NATICK, MA
KAIZERMAN & ASSOCIATES, LLC · NATICK, MA
OSAIC WEALTH, INC. · NATICK, MA
HIGHTOWER ADVISORS, LLC · Natick, MA
GATEWAY WEALTH PARTNERS, LLC · Natick, MA

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