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James Emery Gendron

Raymond James & Associates, Inc.

Buffalo, NY

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-03-30
NY RA APPROVED 2021-09-29
  • TX RA
    APPROVED
    Since 2022-03-30
  • NY RA
    APPROVED
    Since 2021-09-29

Branch Locations

468 Delaware Avenue Suite 100, Buffalo, NY 14202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Orchard Park NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc Orchard Park NY 11/2016 09/2021
Raymond James & Associates New York NY 09/2021 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Orchard Park, NY
  • 11/2016 → 09/2021
    Wells Fargo Clearing Services, Llc
    Orchard Park, NY
  • 09/2021 → Present
    Raymond James & Associates
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-07-06
S63 Uniform Securities Agent State Law Examination 1987-02-23
  • S65 Uniform Investment Adviser Law Examination
    1992-07-06
  • S63 Uniform Securities Agent State Law Examination
    1987-02-23
Designations

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
NORTH WOODS WEALTH MANAGEMENT
COURIER CAPITAL, LLC
COMMONWEALTH FINANCIAL NETWORK
EUDAIMONIA WEALTH
DELAWARE AVENUE ADVISORS INC.
GRENDA GROUP

Other Investors

JAMES CLARK MADAN
SEAN ANTHONY SIRACUSA
Joshua Charles Rohrer
Anthony Pandolfi
ANDREW PATRICK DURFEE
Beau Riggs
Jeremy Tilton Wadsworth
WILLIAM BARRETT WADSWORTH

Other Offices

LPL FINANCIAL LLC · BUFFALO, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Buffalo, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Buffalo, NY
NORTH WOODS WEALTH MANAGEMENT · BUFFALO, NY
COURIER CAPITAL, LLC · BUFFALO, NY
COMMONWEALTH FINANCIAL NETWORK · BUFFALO, NY
EUDAIMONIA WEALTH · BUFFALO, NY
DELAWARE AVENUE ADVISORS INC. · BUFFALO, NY

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