William Barrett Wadsworth

Current Employers

North Woods Wealth Management

977 Delaware Ave, Buffalo, NY 14209 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-12-02

NY RA
APPROVED

Since 2021-12-02

Branch Locations

977 Delaware Ave, Buffalo, NY 14209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
North Woods Asset Management, Llc	Buffalo	NY	08/2015	Present

08/2015 → Present

North Woods Asset Management, Llc

Buffalo, NY

Other Businesses

NAME:INDEPENDENT INSURANCE SALES INV REL: YES ADD: 1231 Delaware Avenue, Suite 201 Buffalo, New York 14209 NATURE: INSURANCE POSITION: AGENT START DATE: 10/2011 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 10 DESCRIBE DUTIES:INSURANCE SALES

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-07-14
S63	Uniform Securities Agent State Law Examination	2008-12-18

S65 Uniform Investment Adviser Law Examination

2015-07-14
S63 Uniform Securities Agent State Law Examination

2008-12-18

View on SEC IAPD

Current Employers

North Woods Wealth Management

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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