Anthony Pandolfi

Current Employers

Employment History

• 11/2008 → 02/2021
  Ubs Financial Services Inc
  Williamsville, NY
• 02/2021 → Present
  Raymond James Financial Services, Inc
  Buffalo, NY
• 02/2021 → Present
  Raymond James Financial Services Advisors, Inc
  Buffalo, NY
• 02/2021 → 12/2022
  Crux Wealth Advisors Llc
  Buffalo, NY

Previous Registrations

• 2008-11-26 → 2021-02-23
  Ubs Financial Services Inc.
  Williamsville, NY
  Buffalo, NY
• 2007-04-02 → 2008-12-01
  Morgan Stanley & Co. Llc
  Williamsville, NY
• 2006-09-12 → 2007-04-02
  Morgan Stanley Dw Inc.
  Williamsville, NY
  Williamsvlle, NY

Other Businesses

(1) Name of Business: Cirocco Smith Group Address: 217 Linwood Ave, Buffalo, NY, 14209-2027, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 06/30/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Financial Advisor (2) Name of Business: Food Nerd Address: 65 Burbank Drive , Amherst , NY, 14226, United States Activity Type: Private Investment/Private Securities Transaction(PST) Position/Title: Investment Related: Yes Start Date: 05/15/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (3) Name of Business: Grand Cru Consulting Address: 65 Burbank Drive, Snyder , NY, 14226, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 10/19/2018 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Provide wine/spirits consulting to restaruant (4) Name of Business: Resolute Wealth Planning Address: 217 Linwood Ave, Buffalo, NY, 14209-2027, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 07/31/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: None. Beau RWP is his entity for his business.\n\nWe share a joint rep code for clients we acquired. (5) Name of Business: Vinifera Corp Address: 65 Burbank Drive , Snyder , NY, 14226, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 12/14/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Rental Property

Exams

• S66 Uniform Combined State Law Examination
  2004-07-24