Michael Murray Applebaum

Employer firm

Signature Financial Services, Ltd CRD 123729

$274M regulatory AUM 2 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2001 → Present
  First Heartland Capital, Inc.
  Lake St. Louis, MO
• 12/1998 → Present
  Signature Financial Services, Ltd
  Northbrook, IL
• 11/1990 → Present
  Applebaum & Associates, P.C.
  Northbrook, IL

Other Businesses

SIGNATURE BROKERAGE SERVICES LTD. Not investment related. Agent/broker. Traditional insurance products. Start 1/14/00. SIGNATURE FINANCIAL SERVICES LTD. Investment related. REGISTERED INVESTMENT ADVISOR REP. Investment advisory services. Start 10/1/99. APPLEBAUM & ASSOCIATES, P.C. Not investment related. ACCOUNTING AND TAX SERVICES. DBA-AHA FIN. SVC. ERA`S P, EVA. Start 11/1/90. AHA FINANCIAL SERVICES GROUP. Investment related. DBA FOR SECURITIES PRACTICE. Start 1/13/14.

Exams

• S66 Uniform Combined State Law Examination
  1999-06-29