Aaron David Dietz

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 07/2025
  Wells Fargo Advisors Financial Network Llc
  Cincinnati, OH
• 07/2025 → Present
  Lpl Financial Llc
  Cincinnati, OH

Previous Registrations

• 2007-02-23 → 2025-08-15
  Wells Fargo Advisors Financial Network, Llc
  Cincinnati, OH
• 2002-10-29 → 2007-03-07
  Ubs Financial Services Inc.
  Cincinnati, OH
  Cincinnati, OH

Other Businesses

1) 08/07/2025 - Aaron D Dietz LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:07/19/2017 - 250 Hrs/Mth - 6 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2002-07-31
• S63 Uniform Securities Agent State Law Examination
  1999-09-14

Other Names

• Aaron D Dietz