Karen Richardson Campbell

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1989 → Present
  Independent Insurance Agent
  Austin, TX
• 07/1997 → Present
  Lpl Financial, Llc
  Austin, TX

Other Businesses

(1) 04/16/1998: NO BUSINESS NAME - NOT INV REL - EXPERT WITNESS - 5% OF TIME SPENT - SERVING AS EXPERT WITNESS/RESEARCH FOR ATTORNEY (2) 08/30/2012: NO BUSINESS NAME - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - 5% OF TIME SPENT - LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES

Exams

• S63 Uniform Securities Agent State Law Examination
  1987-03-20

Other Names

• Karen R Campbell