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Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-07-01
TX RA APPROVED_RES 2018-01-02
  • CA RA
    APPROVED
    Since 2021-07-01
  • TX RA
    APPROVED_RES
    Since 2018-01-02

Branch Locations

3991 Macarthur Blvd., Suite 215, Newport Beach, CA 92660 • United States

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Newport Beach CA 10/2003 12/2017
Csenge Advisory Group, Llc Newport Beach CA 10/2016 01/2018
Kovack Advisors, Inc Fort Lauderdale FL 01/2018 Present
Kovack Securities, Inc. Fort Lauderdale FL 09/2021 Present
  • 10/2003 → 12/2017
    Fsc Securities Corporation
    Newport Beach, CA
  • 10/2016 → 01/2018
    Newport Beach, CA
  • 01/2018 → Present
    Fort Lauderdale, FL
  • 09/2021 → Present
    Kovack Securities, Inc.
    Fort Lauderdale, FL
Previous Registrations
  • 2016-10-11 → 2018-01-03
    Newport Beach, CA
    Clearwater, FL
  • 1997-05-21 → 2017-12-22
    Fsc Securities Corporation
    Costa Mesa, CA
Other Businesses

1) DBA - INTEGRITY WEALTH MANAGEMENT - 3991 MACARTHUR BLVD #215; NEWPORT BEACH, CA 92660; INVESTMENT-RELATED; OWNER, PRESIDENT & CEO; 100% OF TIME SPENT 2) CONTRIBUTING AUTHOR FOR HORSEMOUTH - NEWPORT BEACH, CA; INDUSTRY & PRACTICE RELATED TOPICS; AUTHOR; 10 HOURS/YEAR 3) INTEGRITY WEALTH MANAGEMENT INSURANCE SERVICES - 3991 MACARTHUR BLVD #215; NEWPORT BEACH, CA 92660; INSURANCE AGENT; INSURANCE SALES, USUSAL CUSTOMARY FIXED LIFE, LIFE SETTLEMENT SALES; NON BUSINESS INVESTMENT-RELATED 5% OF TIME SPENT 4) INTEGRITY FINANCIAL PLANNING, INC. 3991 MACARTHUR BLVD, #215 NEWPORT BEACH, CA 92660; PRESIDENT AND CEO, AGENT; CORPORATE ENTITY UNDER WHICH I FILE TAX RETURNS FOR BUSINESS ACTIVITIE; INVESMENT RELATED BUSINESS; 5% OF TIME SPENT 5) AUTHOR - 3991 MACARTHUR BLVD, #215 NEWPORT BEACH, CA 92660; INVESTMENT RELATED; WRITTING BOOKS, EBOOKS AND ARTICLES; AUTHOR; 1% OF TIME SPENT. 6) LEVEL UP - 3991 MACARTHUR BLVD, #215 NEWPORT BEACH, CA 92660; NON-INVESTMENT RELATED; START DATE 8.13.26; CONSULTING/COACHING; OWNER; 10 HOURS/MONTH DEVOTED TO OTHER BUSINESS; 120 HOURS/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-11-01
S65 Uniform Investment Adviser Law Examination 1993-09-03
  • S63 Uniform Securities Agent State Law Examination
    2021-11-01
  • S65 Uniform Investment Adviser Law Examination
    1993-09-03
Designations
Other Names
  • Ralph G Adamo

View on SEC IAPD

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