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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2018-11-09
  • CT RA
    APPROVED
    Since 2018-11-09

Branch Locations

10 Main Street, 4Th Floor, Bristol, CT 06010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tracy, Driscoll Co., Inc. Bristol CT 10/1987 Present
Connecticut Mutual Life Ins. Co. Farmington CT 11/1991 Present
Cambridge Investment Research, Inc. Fairfield IA 11/2018 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2018 Present
Ohanesian/Lecours, Inc. West Hartford CT 06/2009 Present
  • 10/1987 → Present
    Tracy, Driscoll Co., Inc.
    Bristol, CT
  • 11/1991 → Present
    Connecticut Mutual Life Ins. Co.
    Farmington, CT
  • 11/2018 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 11/2018 → Present
    Fairfield, IA
  • 06/2009 → Present
    Ohanesian/Lecours, Inc.
    West Hartford, CT
Previous Registrations
  • 1994-05-27 → 2018-12-14
    Ohanesian / Lecours, Inc.
    Bristol, CT
Other Businesses

1. TRACY-DRISCOLL AND CO INC, PO box 2060, Bristol CT 06011, United States, 09/01/1987. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-5/WK-5/TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE.

Other Names
  • Rich Caruso
  • Richard Caruso

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