Marla Mallula

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 03/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bellevue, WA
• 03/2021 → 06/2022
  Ameriprise Financial Services, Llc
  Mesa, AZ
• 06/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Scottsdale, AZ

Previous Registrations

• 2021-04-27 → 2022-06-15
  Ameriprise Financial Services, Llc
  Gilbert, AZ
• 2016-06-01 → 2021-03-25
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bellevue, WA
• 2011-04-07 → 2014-08-25
  D.A. Davidson & Co.
  Bellevue, WA
• 2009-06-01 → 2011-04-19
  Morgan Stanley
  Bellevue, WA
• 2007-04-04 → 2009-06-01
  Citigroup Global Markets Inc.
  Bellevue, WA
  Bellevue, WA

Exams

• S66 Uniform Combined State Law Examination
  2007-03-30
• S63 Uniform Securities Agent State Law Examination
  1999-08-13

Other Names

• Marla R. Eccleston
• Marla Mallula
• Marla Rae Schrank
• Marla R Mallula
• Marla Rae Mallula
• Marla Vara