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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2016-06-03 |
| TX | RA | APPROVED | 2016-06-03 |
Branch Locations
1481 Wampanoag Trl, East Providence, RI 02915 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | East Providence | RI | 06/2016 | Present |
ROCK WALL FARMS LLC; NOT INVESTMENT RELATED; EAST PROVIDENCE, RI; OWNER; HUNTING PROPERTY; START DATE 3/2014; 0 HRS PER MONTH. TRUSTEE FOR FINET PRACTICE 401K PLANS FBO ASSOCIATES; INV. RELATED; EAST PROVIDENCE, RI; START DATE 1/1/2017; 1 HR PER MONTH; 0 HRS DURING TRADING. TRUSTEE FOR FINET PRACTICE 401K/DBP; INV. RELATED; EAST PROVIDENCE, RI; START DATE 1/1/2017; 1 HR PER MONTH; 0 HRS DURING TRADING. THE WALL GROUP LLC, INV RELATED, EAST PROVIDENCE, RI, 100% OWNERSHIP, START: 6/1/2016, 160 HRS/MONTH, 7 HRS DURING TRADING, FINET PRACTICE LLC. TRUSTEE OF TRUST FBO NIECE; INV. RELATED; RHODE ISLAND; START DATE 1/2022; MINIMAL TIME SPENT. TRUSTEE OF TRUST FBO NEPHEW (1); INV. RELATED; RHODE ISLAND; START DATE 1/2022; MINIMAL TIME SPENT. TRUSTEE OF TRUST FBO NEPHEW (2); INV. RELATED; RHODE ISLAND; START DATE 1/2022; MINIMAL TIME SPENT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 1987-02-12 |
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