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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2024-06-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc | Fargo | ND | 10/2015 | 06/2024 |
| Securities America Advisors | Fargo | ND | 10/2015 | 06/2024 |
| Osaic Wealth, Inc. | Fargo | ND | 06/2024 | Present |
| Osaic Wealth, Inc. | Fargo | ND | 06/2024 | Present |
1. DIVERSIFIED WEALTH MANAGEMENT - DBA 2. HALLET FINANCIAL POSITION: contractor NATURE: INSURANCE SALES - AGENT INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 08/01/2013 ADDRESS: 1131 Westrac Dr, Fargo ND 58103 DESCRIPTION: term life sales 3. DWM PARTNERS LLC POSITION: officer NATURE: paying office bills INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/05/2020 ADDRESS: 3223 32nd Ave s, Fargo ND 58103 DESCRIPTION: officer in office partnership to pay office bills 4. NDBA FOUNDATION POSITION: board member and VP NATURE: NDBA foundation board member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/16/2013 ADDRESS: po box 374, Bismarck ND 58502, United States DESCRIPTION: help at events 5. JEFF GREWE POSITION: broker NATURE: sole proprietor INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 160 START DATE: 08/01/2024 ADDRESS: 3223 32nd Ave s, suite 202, Fargo ND 58103, United States DESCRIPTION: sales for fixed annuities and term life
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 1987-04-03 |
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