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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED_RES | 2024-03-21 |
| FL | RA | APPROVED | 2024-03-19 |
Branch Locations
111 West Main Street, Ste 201, Inverness, FL 34450 • United States
9290 W Dodge Rd Ste 200, Omaha, NE 68114 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CO | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2024 | Present |
| Cetera Investment Advisers Llc | Omaha | NE | 03/2024 | Present |
1. INSURANCE, DBA, ILLUMINATE FINANCIAL GROUP, LLC, ADDRESS: SAME AS REGISTERED LOCATION; 2. NAME OF OTHER BUSINESS: ILLUMINATE FINANCIAL GROUP; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SUBLEASING OFFICE SPACE; START DATE: 4/2021; POSITION/TITLE/RELATIONSHIP: PRODUCER/OSJ; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SUBLEASING OFFICE SPACE, RENTAL INCOME; 3. NAME OF OTHER BUSINESS: MISSION HILLS HOMEOWNERS ASSOCIATION; INVESTMENT RELATED: NO ADDRESS:168TH STREET OMAHA, NE 68135; NATURE OF BUSINESS: HOMEOWNERS ASSOCIATION; START DATE: 2010; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; BRIEF DESCRIPTION OF DUTIES: HOMEOWNERS ASSOCIATION; 4. NAME OF OTHER BUSINESS: FORESTERS FINANCIAL; INVESTMENT RELATED: NO; ADDRESS: 2221 KENMORE AVE STE 108 BUFFALO, NY 14207; NATURE OF BUSINESS: INSURANCE SERVICES; START DATE: 3/1982; POSITION/TITLE/RELATIONSHIP: AGENT; APX NUMBER OF HOURS PER WEEK: UP TO 10; APX NUMBER OF HOURS DURING TRADING HOURS: UP TO 10 ; BRIEF DESCRIPTION OF DUTIES: SERVICE AND SALES OF LIFE INSURANCE;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 1987-09-05 |
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