Best Investors Account Sign in
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-02-11
FL RA APPROVED 2014-04-04
  • TX RA
    APPROVED
    Since 2020-02-11
  • FL RA
    APPROVED
    Since 2014-04-04

Branch Locations

116 N. Pine Avenue, Inverness, FL 34450 • United States

Inverness, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Inverness FL 03/2014 Present
Previous Registrations
  • 2001-09-19 → 2014-04-01
    Invest Financial Corporation
    Spring Hill, FL
    Brooksville, FL
    Brooksville, FL
    Port Richey, FL
    Inverness, FL
    Brooksville, FL
    Crystal River, FL
    Floral City, FL
    Inglis, FL
    Spring Hill, FL
    Port Richey, FL
    Citrus Springs, FL
    Inverness, FL
Other Businesses

(1)Name of Business: Intercept, Close Quarter Combat Inc. Address: 592 N Lake Shenandoah Loop, Inverness, FL, 34453, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/01/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: The main business is the Tactical Training Company, owner - \n my spouse - teaches law enforcement and correctional classes at the local vocational school and does other types of security classes like human diversity and active shooter for police agencies and communities requesting his services as training.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-05-25
  • S63 Uniform Securities Agent State Law Examination
    2001-05-25
Designations
Other Names
  • Lisa Caridad Esteves
  • Lisa Caridad Esteves

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Inverness, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor