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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-05-18 |
| PA | RA | APPROVED | 2011-09-29 |
Branch Locations
220 Gibraltar Road Suite 350, Horsham, PA 19044-2306 • United States
Mechanicsville, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Horsham | PA | 06/1986 | Present |
| Mml Investors Services, Llc | Horsham | PA | 01/1987 | Present |
Name: Timothy J. Dougherty Inv rel: Y Add: 220 Gibraltar Rd Suite 350, Horsham, PA 19044 Nature: Outside Insurance Position: Sales Start date: 6/5/1986 No. HR/MO: 5 No. HR/MO during sec trading: 0 Describe Duties: Individual Life, Health, Group Life, Group Health (2) Name: Biz Guide, LLC Inv rel: Y Add: At Residential Address Nature: Coaching & Goal Setting Position: Managing Member of LLC Start date: 03/01/2022 No. HR/MO: 10 No. HR/MO during sec trading: 6 Describe Duties: Coaching business owners (3) Name: Financial Guide LLC Inv Rel: Y Add: 220 Gibraltar Rd Suite 350 Horsham PA 19044 Nature: LLC used to market MassMutual and MML business Position: Financial Advisor and Insurance Agent Start Date: 02/28/2023 No Hrs/Mo: 40 No/Hrs Mo dur trading: 40 Describe Duties: Sale and solicitation of MM and MMLIS products and services.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-08-03 |
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