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Inactive

James Theodore Barker

Apella Wealth

West Hartford, CT

Topsfield, MA

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Current Employers
Apella Wealth

65 Memorial Drive Suite C340, West Hartford, CT 06107 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-03
MA RA APPROVED 2025-01-17
CT RA APPROVED 2025-01-10
  • TX RA
    APPROVED
    Since 2025-06-03
  • MA RA
    APPROVED
    Since 2025-01-17
  • CT RA
    APPROVED
    Since 2025-01-10

Branch Locations

65 Memorial Drive Suite C340, West Hartford, CT 06107 • United States

10 South Main Street Suite 104, Topsfield, MA 01983 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Barker Financial Group Burlington MA 01/1998 03/2025
Apella Wealth West Hartford CT 12/2024 Present
  • 01/1998 → 03/2025
    Barker Financial Group
    Burlington, MA
  • 12/2024 → Present
    Apella Wealth
    West Hartford, CT
Previous Registrations
  • 1998-01-04 → 2025-03-27
    Barker Financial Group, Inc.
    Burlington, MA
    Topsfield, MA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-02-25
  • S63 Uniform Securities Agent State Law Examination
    1987-02-25
Designations

View on SEC IAPD

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MCCARY ANHEUSER WEALTH MANAGEMENT, LLC · WEST HARTFORD, CT
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JANNEY MONTGOMERY SCOTT LLC · West Hartford, CT
LPL FINANCIAL LLC · WEST HARTFORD, CT
CETERA INVESTMENT ADVISERS LLC · WEST HARTFORD, CT
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