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Current Employers
Simplyria Advisor Network

1024 E. Grand River Ave Suite B, Brighton, MI 48116 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-06
MI RA APPROVED 2025-01-06
  • FL RA
    APPROVED
    Since 2025-01-06
  • MI RA
    APPROVED
    Since 2025-01-06

Branch Locations

1024 E. Grand River Ave Suite B, Brighton, MI 48116 • United States

Bonita Springs, FL • United States

A Smarter Way To Invest

1024 E. Grand River Ave Suite B, Brighton, MI 48116 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-06
MI RA APPROVED 2025-01-06
  • FL RA
    APPROVED
    Since 2025-01-06
  • MI RA
    APPROVED
    Since 2025-01-06

Branch Locations

1024 E. Grand River Ave Suite B, Brighton, MI 48116 • United States

Bonita Springs, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Caitlin John, Llc Brighton MI 01/2011 Present
A Smarter Way To Invest, Inc, Brighton MI 10/2012 Present
Entry Point Advisor Network Brighton MI 10/2013 Present
Guardian Pointe Private Wealth Management, Llc Brighton MI 07/2016 12/2022
Peace Of Mind Private Wealth Management, Llc. Brighton MI 12/2021 12/2022
  • 01/2011 → Present
    Caitlin John, Llc
    Brighton, MI
  • 10/2012 → Present
    A Smarter Way To Invest, Inc,
    Brighton, MI
  • 10/2013 → Present
    Entry Point Advisor Network
    Brighton, MI
  • 07/2016 → 12/2022
    Guardian Pointe Private Wealth Management, Llc
    Brighton, MI
  • 12/2021 → 12/2022
    Peace Of Mind Private Wealth Management, Llc.
    Brighton, MI
Previous Registrations
Other Businesses

Ronald J. Briggs, Jr. of Briggs Financial Group Wealth Advisors ("BFG") as the DBA for investment advisory services facilitated through Caitlin John, LLC. since 07/2022. This business is investment-related and is located at 1024 E. Grand River Ave STE B, Brighton, MI 48116. He spends 80 hours/month and 2 hours daily during securities trading hours in this business. Ronald J. Briggs Jr. is the Founder, Chief Executive Officer & Chief Investment Strategist for A Smarter Way to Invest, Inc. (ASWTI) since 04/2013. ASWTI is strictly a Third-Party Investment Advisor (TPIA) or commonly known as a Third-Party Portfolio or Asset Manager. It does not make investments, insurance or legal recommendations, or sales to Retail Clients. ASWTI only works with IARs of RIA Firms or Institutions, not individual Clients. This business is investment-related and is located at 1024 E. Grand River Ave STE B, Brighton, MI 48116. He spends approximately 40 hours/month and 1 hour daily during securities trading hours in this business. Ronald J. Briggs Jr. is an independent insurance agent for Entry Point Advisor Network with a DBA of Elite Advisors Edge since 10/2013 for fixed life and annuity products through various insurance companies. This business is non-investment related and is located at 1024 E. Grand River Ave STE B, Brighton, MI 48116. He spends less than 10 hours/month and 0 hours daily during trading hours in this business.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-10-01
S63 Uniform Securities Agent State Law Examination 1990-10-10
  • S65 Uniform Investment Adviser Law Examination
    2010-10-01
  • S63 Uniform Securities Agent State Law Examination
    1990-10-10
Other Names
  • Ronald John Briggs

View on SEC IAPD

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