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James Harman Bishopp

LPl Financial LLC

Tucson, AZ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-11-29
TX RA APPROVED 2021-11-29
  • CA RA
    APPROVED
    Since 2021-11-29
  • TX RA
    APPROVED
    Since 2021-11-29

Branch Locations

7481 E Broadway Blvd Ste 100, Tucson, AZ 85710 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sji Accounting Services Tucson AZ 02/2011 11/2018
Sji Financial Services, Inc. Tucson AZ 10/2008 11/2021
Voya Financial Advisors Tuscon AZ 09/2014 11/2021
Lpl Financial, Llc Tucson AZ 11/2021 Present
  • 02/2011 → 11/2018
    Sji Accounting Services
    Tucson, AZ
  • 10/2008 → 11/2021
    Sji Financial Services, Inc.
    Tucson, AZ
  • 09/2014 → 11/2021
    Voya Financial Advisors
    Tuscon, AZ
  • 11/2021 → Present
    Tucson, AZ
Previous Registrations
  • 2011-01-24 → 2021-11-29
    Phoenix, AZ
    Tucson, AZ
    Windsor, CT
    Redlands, CA
    Irvine, CA
    Scottsdale, AZ
    Phoenix, AZ
    Redlands, CA
    Redlands, CA
  • 2011-01-31 → 2011-10-06
    Voya Financial Partners, Llc
    Des Moines, IA
  • 2008-10-29 → 2011-01-03
    Voya Financial Partners, Llc
    Tucson, AZ
    Tucsoon, AZ
    Redlands, CA
    Tucson, AZ
  • 1999-11-19 → 2008-10-16
    National Planning Corporation
    Tucson, AZ
Other Businesses

1. 10/15/2008 - WELLCARD PRESCRIPTION DISCOUNT CARD/ OTHER/ INVESTMENT RELATED/ 0%/ TUCSON, AZ 2. 11/29/2021 - SJI FINANCIAL SERVICES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ TUCSON, AZ 3. 10/15/2008 - SJI TOWER LLC/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 1%/ 7481 E BROADWAY BLVD, TUCSON, AZ 85710 4. 10/01/2008 - NOTARY/ OTHER/ INVESTMENT RELATED/ 1%/ TUCSON, AZ 5. 07/11/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Producer - Start Date 07/01/2023 - 5 Hours Per Month/ 5 Hours During Trading 6. 11/08/2024 - instacart - Outside/W-2 Employment - Not Investment Related - Various Locations - Start Date 08/15/2024 - 10 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-10-06
S63 Uniform Securities Agent State Law Examination 1987-02-19
  • S65 Uniform Investment Adviser Law Examination
    1998-10-06
  • S63 Uniform Securities Agent State Law Examination
    1987-02-19
Other Names
  • James Harman Bishop

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