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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-11-29 |
| TX | RA | APPROVED | 2021-11-29 |
Branch Locations
7481 E Broadway Blvd Ste 100, Tucson, AZ 85710 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sji Accounting Services | Tucson | AZ | 02/2011 | 11/2018 |
| Sji Financial Services, Inc. | Tucson | AZ | 10/2008 | 11/2021 |
| Voya Financial Advisors | Tuscon | AZ | 09/2014 | 11/2021 |
| Lpl Financial, Llc | Tucson | AZ | 11/2021 | Present |
1. 10/15/2008 - WELLCARD PRESCRIPTION DISCOUNT CARD/ OTHER/ INVESTMENT RELATED/ 0%/ TUCSON, AZ 2. 11/29/2021 - SJI FINANCIAL SERVICES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ TUCSON, AZ 3. 10/15/2008 - SJI TOWER LLC/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 1%/ 7481 E BROADWAY BLVD, TUCSON, AZ 85710 4. 10/01/2008 - NOTARY/ OTHER/ INVESTMENT RELATED/ 1%/ TUCSON, AZ 5. 07/11/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Producer - Start Date 07/01/2023 - 5 Hours Per Month/ 5 Hours During Trading 6. 11/08/2024 - instacart - Outside/W-2 Employment - Not Investment Related - Various Locations - Start Date 08/15/2024 - 10 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 1987-02-19 |
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