Frank John Ward

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → Present
  Raymond James Financial Services, Inc
  Omaha, NE
• 06/2015 → Present
  Raymond James Financial Services Advisors Inc.
  Omaha, NE
• 04/2013 → Present
  First National Bank Of Omaha
  Omaha, NE
• 11/2018 → Present
  Fnbo
  Omaha, NE

Previous Registrations

• 2013-04-08 → 2015-06-18
  First National Capital Markets
  Omaha, NE
• 2009-10-05 → 2013-04-09
  Ameriprise Financial Services, Llc
  Omaha, NE
• 2008-08-01 → 2009-10-05
  Ameriprise Advisor Services, Inc.
  Omaha, NE
• 1998-05-11 → 2008-07-30
  Wells Fargo Clearing Services, Llc
  Omaha, NE
  Omaha, NE

Other Businesses

(1)Name of Business: First Investments and Planning Address: 16770 West Maple Road, Omaha, NE, 68116, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 11/15/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Senior manager and advisor in bank branch

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-01-21
• S63 Uniform Securities Agent State Law Examination
  1987-01-23