Catherine Lee Scrivano

Current Employers

Employment History

• 01/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 10/2013 → Present
  Casco Financial Group
  Phoenix, AZ
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: CASCO FINANCIAL GROUP, INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 10/2013 POSITION/TITLE/RELATIONSHIP: PRESIDENT/OWNER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: MEET INVESTMENT CLIENTS, SIGN & PAY EXPENSES 2. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 1989, <1HR/WK (TRADING HOURS), INSURANCE AGENT - SELLS LIFE, ANNUITIES, AND LONG-TERM CARE; 3. NAME OF OTHER BUSINESS: SIFMA FOUNDATION INVESTMENT RELATED: NO ADDRESS: 120 BROADWAY, 35TH FLOOR, NEW YORK, NY 10271 NATURE OF BUSINESS: INDUSTRY ORG START DATE: 1/2016 POSITION/TITLE/RELATIONSHIP: VOLUNTEER PRESENTER APX NUMBER OF HOURS PER WEEK: 1/2 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: PROMOTE FINANICAL EDUCATION AND CAPITAL MARKETS LITERACY. 4. NAME OF OTHER BUSINESS: TAKE THE LEAD INVESTMENT RELATED: NO ADDRESS: 322 WEST 57TH SUITE 45M NEW YORK NY 10019 NATURE OF BUSINESS: ADVOCACY START DATE: 4/2016 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF TRADING HOURS PER WEEK: 1 POSITION/TITLE/RELATIONSHIP: LEADSHIP COUNCIL MEMBER BRIEF DESCRIPTION OF DUTIES: ATTEND MEETINGS AND PROVIDE GUIDANCE FOR THE CEO. 5. NAME OF OTHER BUSINESS: AZ PINNACLE, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: REAL ESTATE OWNERSHIP START DATE: 8/2017 POSITION/TITLE/RELATIONSHIP: PARTNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: MANAGEMENT/MEMBER OF LLC TO HOLD TITLE FOR COMMERCIAL PROPERTY; 6. NAME OF OTHER BUSINESS: CASCO PALMANO LLC ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: LLC FORMED TO HOLD REAL ESTATE ; START DATE: 7/2004 ; POSITION/TITLE/RELATIONSHIP: OWNER, MANAGER ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: FORMED TO HOLD REAL ESTATE ; 7. NAME OF OTHER BUSINESS: NOTARY PUBLIC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARIZING DOCUMENTS; START DATE: 1980; POSITION/TITLE/RELATIONSHIP: NOTARY; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS; 8. NAME OF OTHER BUSINESS: BEATITUDES CAMPUS; INVESTMENT RELATED: NO; ADDRESS: 1610 W. GLENDALE AVE PHOENIX, AZ 85021; NATURE OF BUSINESS: SENIOR LIVING CAMPUS; START DATE: 5/26/2026; POSITION/TITLE/RELATIONSHIP: SECRETARY; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ATTEND MEETINGS, PARTICIPATE IN OVERSIGHT OF OPERATIONS AND BUDGET FOR ORGANIZATION. DOES NOT INVOLVE ANY INVESTMENT ADVICE; 9. NAME OF OTHER BUSINESS: MARICOPA COUNTY RECORDER'S OFFICE; INVESTMENT RELATED: NO; ADDRESS: 111 S 3RD AVE, PHOENIX, AZ 85003; NATURE OF BUSINESS: VOTER REGISTRATION & EDUCATION; START DATE: 6/2023; POSITION/TITLE/RELATIONSHIP: VOTER REGISTRATION VOLUNTEER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: ASSIST WITH A VARIETY OF EVENTS & PROJECTS COMMUNITY OUTREACH;

Exams

• S66 Uniform Combined State Law Examination
  2002-06-28
• S65 Uniform Investment Adviser Law Examination
  1995-06-06
• S63 Uniform Securities Agent State Law Examination
  1987-03-17

Other Names

• Catherine Lee Scrivanocostello
• Cathy Scrivanocostello