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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2019-02-01 |
| TX | RA | APPROVED_RES | 2010-12-20 |
| KY | RA | APPROVED | 2008-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Fort Mitchell | KY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Fort Mitchell | KY | 11/2016 | Present |
CUNNINGHAM OF EDINBORO DEALERSHIP, INV RELATED, EDINBORO, PA, 11.6% OWNERSHIP, START 12/1/2020, 1 HOUR PER MONTH, ZERO DURING TRADING, FAMILY AUTO DEALERSHIP.;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 1987-03-03 |
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