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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-18 |
| PA | RA | APPROVED | 2021-07-15 |
| TX | RA | APPROVED | 2021-07-15 |
Branch Locations
613 Baltimore Drive Suite 202, Wilkes-Barre, PA 18702 • United States
72 Glenmaura National Blvd Suite 103, Moosic, PA 18507 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch Pierce Fenner & Smith Incorporated | Wyomissing | PA | 12/1986 | 07/2021 |
| Bank Of America, N.A. | Wilkes-Barre | PA | 04/2011 | 07/2021 |
| Janney Montgomery Scott Llc | Kingston | PA | 07/2021 | Present |
1. Westmoreland Club, Wilkes-Barre, PA; Not Investment Related; Nature: Social Dinning Club; Title/Position: Finance and Budget Committee Member; Duties: assist management with their budgeting and financial reporting to the membership; Devotes 2 hours/month; Not compensated. 1a Westmoreland Club Charitable Foundation, Wilkes Barre, PA. Board Member (06/2024) - Pick applicants for education scholarship to employees of the Club. Not investment related, not compensated, 1 hour/month. 2. University of Scranton, Scranton, PA. Professional Alumni Council/Member (05/2023) - mentor business students at the University. Not compensated, not investment related, 1 hr./month. 3. Kings College Business Forum, Wilkes-Barre, PA. Mentor (01/2023) to college students. Not compensated, not investment related, 1 hour/month. 4. Coal Street Redevelopment, Inc., Wilkes-Barre, PA. Board Member (07/2025) - approve expenses, maintenance of building, approve rental agreement. Not compensated, investment related, 1 hour/month. 5. West Scranton Youth Center, Scranton, PA. VP and Board Member (08/2025) - approve programs, volunteer with students, approve financials and reports, monitor Maintenace of building. Not investment related, not compensatd, 2 hours/month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 1987-03-24 |
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