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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-18
PA RA APPROVED 2021-07-15
TX RA APPROVED 2021-07-15
  • NY RA
    APPROVED
    Since 2021-07-18
  • PA RA
    APPROVED
    Since 2021-07-15
  • TX RA
    APPROVED
    Since 2021-07-15

Branch Locations

613 Baltimore Drive Suite 202, Wilkes-Barre, PA 18702 • United States

72 Glenmaura National Blvd Suite 103, Moosic, PA 18507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pierce Fenner & Smith Incorporated Wyomissing PA 12/1986 07/2021
Bank Of America, N.A. Wilkes-Barre PA 04/2011 07/2021
Janney Montgomery Scott Llc Kingston PA 07/2021 Present
Previous Registrations
Other Businesses

1. Westmoreland Club, Wilkes-Barre, PA; Not Investment Related; Nature: Social Dinning Club; Title/Position: Finance and Budget Committee Member; Duties: assist management with their budgeting and financial reporting to the membership; Devotes 2 hours/month; Not compensated. 1a Westmoreland Club Charitable Foundation, Wilkes Barre, PA. Board Member (06/2024) - Pick applicants for education scholarship to employees of the Club. Not investment related, not compensated, 1 hour/month. 2. University of Scranton, Scranton, PA. Professional Alumni Council/Member (05/2023) - mentor business students at the University. Not compensated, not investment related, 1 hr./month. 3. Kings College Business Forum, Wilkes-Barre, PA. Mentor (01/2023) to college students. Not compensated, not investment related, 1 hour/month. 4. Coal Street Redevelopment, Inc., Wilkes-Barre, PA. Board Member (07/2025) - approve expenses, maintenance of building, approve rental agreement. Not compensated, investment related, 1 hour/month. 5. West Scranton Youth Center, Scranton, PA. VP and Board Member (08/2025) - approve programs, volunteer with students, approve financials and reports, monitor Maintenace of building. Not investment related, not compensatd, 2 hours/month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-09-29
S63 Uniform Securities Agent State Law Examination 1987-03-24
  • S65 Uniform Investment Adviser Law Examination
    1994-09-29
  • S63 Uniform Securities Agent State Law Examination
    1987-03-24

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