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Sandra Lee Harper

Janney Montgomery Scott LLC

Wilkes-Barre, PA

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-12-15
  • PA RA
    APPROVED
    Since 2021-12-15

Branch Locations

613 Baltimore Drive Suite 202, Wilkes-Barre, PA 18702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Philadelphia PA 01/2004 04/2021
Chapin, Davis Shavertown PA 05/2021 12/2021
Janney Montgomery Scott Llc Kingston PA 12/2021 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-11-25
S63 Uniform Securities Agent State Law Examination 1998-11-17
  • S65 Uniform Investment Adviser Law Examination
    2000-11-25
  • S63 Uniform Securities Agent State Law Examination
    1998-11-17
Other Names
  • Sandra Davies
  • Sandra Libby

View on SEC IAPD

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Other Offices

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILKES-BARRE, PA
BANKERS LIFE ADVISORY SERVICES, INC. · Wilkes Barre, PA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · WILKES BARRE, PA
JACOBI CAPITAL MANAGEMENT, LLC · WILKES BARRE, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WILKES BARRE, PA
WELLS FARGO CLEARING SERVICES, LLC · WILKES BARRE, PA
MORGAN STANLEY · WILKES BARRE, PA
CITIZENS SECURITIES, INC. · WILKES-BARRE, PA

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