Lloyd Thomas Layton

Employer firm

Realta Investment Advisors, Inc CRD 134952

$385M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 11/2016
  Wells Fargo Advisors, Llc
  Washington, DC
• 11/2016 → 10/2018
  Wells Fargo Clearing Services, Llc
  Washington, DC
• 12/2018 → Present
  Realta Equities, Inc.
  Wilmington, DE
• 12/2018 → Present
  Realta Investment Advisors, Inc.
  Wilmington, DE

Previous Registrations

• 2015-04-02 → 2018-10-12
  Wells Fargo Clearing Services, Llc
  Washington, DC
• 2009-06-01 → 2015-03-26
  Morgan Stanley
  Washington, DC
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Washington, DC
• 2004-08-09 → 2007-04-02
  Morgan Stanley Dw Inc.
  Washington, DC
  Washington, DC
• 1995-09-08 → 2004-08-02
  Citigroup Global Markets Inc.
  Washington, DC

Other Businesses

1. REALTA INVESTMENT ADVISORS, INC.; WILMINGTON, DE; INVESTMENT ADVISORY SERVICES, INVESTMENT ADVISOR REPRESENTATIVE; WWW.REALTAWEALTH.COM; COMPENSATION IN THE FOR OF FEES; 40 HOURS PER WEEK DURING NORMAL TRADING HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-12-06
• S63 Uniform Securities Agent State Law Examination
  1987-03-09