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Hugh James Dillon

The Oak Ridge Financial Services Group, Inc.

Golden Valley, MN

Golden Valley, MN

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Current Employers
The Oak Ridge Financial Services Group, Inc.

701 Xenia Avenue South Suite 100, Golden Valley, MN 55416-1089 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-10-23
MI RA APPROVED 2023-10-18
CT RA APPROVED 2023-10-17
FL RA APPROVED 2023-10-17
CA RA APPROVED 2023-10-16
TX RA APPROVED_RES 2023-10-16
CO RA APPROVED 2023-06-06
MN RA APPROVED 2014-01-24
WI RA APPROVED 2013-09-06
  • AZ RA
    APPROVED
    Since 2023-10-23
  • MI RA
    APPROVED
    Since 2023-10-18
  • CT RA
    APPROVED
    Since 2023-10-17
  • FL RA
    APPROVED
    Since 2023-10-17
  • CA RA
    APPROVED
    Since 2023-10-16
  • TX RA
    APPROVED_RES
    Since 2023-10-16
  • CO RA
    APPROVED
    Since 2023-06-06
  • MN RA
    APPROVED
    Since 2014-01-24
  • WI RA
    APPROVED
    Since 2013-09-06

Branch Locations

701 Xenia Avenue S Ste 100, Golden Valley, MN 55416 • United States

701 Xenia Avenue S Ste 100, Golden Valley, MN 55416 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oak Ridge Financial Services Group, Inc. Golden Valley MN 01/2003 Present
  • 01/2003 → Present
    Oak Ridge Financial Services Group, Inc.
    Golden Valley, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-05
S63 Uniform Securities Agent State Law Examination 1987-01-22
  • S66 Uniform Combined State Law Examination
    2013-09-05
  • S63 Uniform Securities Agent State Law Examination
    1987-01-22

View on SEC IAPD

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DAVID JAY GOLDENBERG
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TAI HWEE STANLEY DIONG
JULIEANN ELIZABETH SCHROEDER
JOHN WILLIAM MACKIMM
Joseph Norman Johnston

Other Offices

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC · GOLDEN VALLEY, MN
EVEREST FINANCIAL GROUP · MINNEAPOLIS, MN
THRIVENT INVESTMENT MANAGEMENT INC. · GOLDEN VALLEY, MN
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Golden Valley, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · GOLDEN VALLEY, MN
OSAIC WEALTH, INC. · MINNEAPOLIS, MN
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC. · GOLDEN VALLEY, MN
ALLIANZ INVESTMENT MANAGEMENT LLC · MINNEAPOLIS, MN

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