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David Jay Goldenberg

The Oak Ridge Financial Services Group, Inc.

Golden Valley, MN

Golden Valley, MN

Golden Valley, MN

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Current Employers
The Oak Ridge Financial Services Group, Inc.

701 Xenia Avenue South Suite 100, Golden Valley, MN 55416-1089 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-10-16
WI RA APPROVED 2023-10-13
MN RA APPROVED 2018-09-18
  • FL RA
    APPROVED
    Since 2023-10-16
  • WI RA
    APPROVED
    Since 2023-10-13
  • MN RA
    APPROVED
    Since 2018-09-18

Branch Locations

701 Xenia Avenue South Suite 100, Golden Valley, MN 55416-1089 • United States

701 Xenia Ave. South, Suite 100, Golden Valley, MN 55416-1089 • UNITED STATES

701 Xenia Avenue S Ste 100, Golden Valley, MN 55416 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Feltl And Company Minnetonka MN 07/2014 08/2018
Feltl Advisors Minneapolis MN 07/2014 09/2018
The Oak Ridge Financial Services Group, Inc. Golden Valley MN 09/2018 Present
Previous Registrations
  • 2014-07-31 → 2018-09-21
    Feltl Advisors
    Plymouth, MN
  • 2008-03-17 → 2014-07-09
    Robert W. Baird & Co. Incorporated
    Edina, MN
    Minnetonka, MN
  • 2004-05-05 → 2008-03-11
    Wells Fargo Investments, Llc
    Wayzata, MN
    Maple Grove, MN
    St Louis Park, MN
    Maple Grove, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-04-06
S63 Uniform Securities Agent State Law Examination 1996-03-19
  • S65 Uniform Investment Adviser Law Examination
    2001-04-06
  • S63 Uniform Securities Agent State Law Examination
    1996-03-19

View on SEC IAPD

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ASSOCIATED INVESTMENT SERVICES, INC.

Other Investors

ERLE BEAN SAVAGE
MICHAEL J SCHUMACHER
CHARLES GORDON JENSEN
TAI HWEE STANLEY DIONG
JULIEANN ELIZABETH SCHROEDER
JOHN WILLIAM MACKIMM
Joseph Norman Johnston
CONNIE ANN VAN ORNUM

Other Offices

EVEREST FINANCIAL GROUP · MINNEAPOLIS, MN
THRIVENT INVESTMENT MANAGEMENT INC. · GOLDEN VALLEY, MN
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Golden Valley, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · GOLDEN VALLEY, MN
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC. · GOLDEN VALLEY, MN
OSAIC WEALTH, INC. · MINNEAPOLIS, MN
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC. · GOLDEN VALLEY, MN
ALLIANZ INVESTMENT MANAGEMENT LLC · MINNEAPOLIS, MN

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