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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2000-03-07 |
| WA | RA | APPROVED | 1991-09-25 |
| TX | RA | APPROVED_RES | 1989-03-03 |
Branch Locations
925 Fourth Avenue 31St & 32Nd Floor, Seattle, WA 98104 • United States
Bremerton, WA • United States
225 108Th Avenue Ne Suite 800, Bellevue, WA 98004 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Seattle | WA | 11/1986 | Present |
1)OLDE THYME AVIATION, INC. / ENGINEERING COMPANY / OWNES PLANES / OWNER / FLY RIDES AT MUSEUM OF FLIGHT AS PER ORIGINAL REQUEST / START DATE 01/23/1997. 2)GOLD CAP LLC / ENGINEERING COMPANY / SHELL ESTABLISHED TO HOLD TITLES OF AIRPLANES USED IN OLDE THYME AVIATION, INC. / PRESIDENT / LEASING EQUIPMENT TO OLDE THYME AVIATION / START DATE 07/22/2009. 3) WA96 LLC / 4871 Aviator Lane NW Bremerton,Washington 98312 / Other/ Real Estate / No business activity / Other / Mow the grass and fertilize / Mow the grass and fertilize / Start Date 06/15/2017/ LLC for grass airstrip adjacent to primary residence /
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 1987-01-26 |
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