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Claude Michael Parrott

Raymond James & Associates, Inc.

Kingsport, TN

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2018-12-14
  • TN RA
    APPROVED
    Since 2018-12-14

Branch Locations

455 W. Sullivan Street Suite 151, Kingsport, TN 37660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliard, W.L. Lyons, Inc. Kingsport TN 01/1987 12/2018
Jjb Hilliard Wl Lyons Llc Kingsport TN 02/2018 12/2018
Raymond James & Associates, Inc. Kingsport TN 12/2018 Present
  • 01/1987 → 12/2018
    J.J.B. Hilliard, W.L. Lyons, Inc.
    Kingsport, TN
  • 02/2018 → 12/2018
    Jjb Hilliard Wl Lyons Llc
    Kingsport, TN
  • 12/2018 → Present
    Raymond James & Associates, Inc.
    Kingsport, TN
Previous Registrations
  • 2004-03-30 → 2018-12-17
    J.J.B. Hilliard, W.L. Lyons, Llc
    Kingsport, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-21
S63 Uniform Securities Agent State Law Examination 1987-04-29
  • S65 Uniform Investment Adviser Law Examination
    1999-12-21
  • S63 Uniform Securities Agent State Law Examination
    1987-04-29
Other Names
  • Michael Claude Parrott
  • Mike Parrott
  • Claude M. Parrott
  • Claude Michael Parrott

View on SEC IAPD

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Other Offices

MORGAN STANLEY · KINGSPORT, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · KINGSPORT, TN
BCS WEALTH MANAGEMENT, LLC · KINGSPORT, TN
LPL FINANCIAL LLC · KINGSPORT, TN
LPL FINANCIAL LLC · KINGSPORT, TN
AMERIPRISE FINANCIAL SERVICES, LLC · Kingsport, TN
EDWARD JONES · KINGSPORT, TN
ADVIPARTNER, LLC · KINGSPORT, TN

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