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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-20 |
| TN | RA | APPROVED | 2026-02-27 |
Branch Locations
8 Sheridan Square Suite 300, Kingsport, TN 37660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rockingham Marina | Johnson City | TN | 04/2017 | 09/2024 |
| Chaparral Buick Gmc | Johnson City | TN | 05/2019 | 11/2019 |
| Aldi | Johnson City | TN | 12/2019 | 09/2024 |
| Morgan Stanley | Kingsport | TN | 06/2024 | 05/2025 |
| Morgan Stanley | Kingsport | TN | 06/2024 | Present |
| East Tennessee State University | Johnson City | TN | 08/2019 | 05/2025 |
| Providence Academy | Johnson City | TN | 08/2015 | 05/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-27 |
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