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Galan George Daukas

Bradley Foster & Sargent Inc

Hartford, CT

West Palm Beach, FL

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Current Employers
Bradley Foster & Sargent Inc

185 Asylum Street City Place Ii, 11Th Floor, Hartford, CT 06103-3402 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-06-29
FL RA APPROVED 2021-06-03
CT RA APPROVED 2021-03-29
NY RA APPROVED 2021-03-29
RI RA APPROVED 2021-03-29
  • MA RA
    APPROVED
    Since 2021-06-29
  • FL RA
    APPROVED
    Since 2021-06-03
  • CT RA
    APPROVED
    Since 2021-03-29
  • NY RA
    APPROVED
    Since 2021-03-29
  • RI RA
    APPROVED
    Since 2021-03-29

Branch Locations

185 Asylum Street City Place Ii, 11Th Floor, Hartford, CT 06103-3402 • United States

777 South Flagler Drive Suite 800 - Westtower, West Palm Beach, FL 33401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
People'S United Bank Bridgeport CT 01/2014 07/2019
People'S Securities, Inc. Bridgeport CT 03/2014 07/2019
Bradley, Foster & Sargent, Inc. Hartford CT 01/2021 Present
Ocean View Capital Llc Delray Beach FL 07/2019 01/2021
  • 01/2014 → 07/2019
    People'S United Bank
    Bridgeport, CT
  • 03/2014 → 07/2019
    People'S Securities, Inc.
    Bridgeport, CT
  • 01/2021 → Present
    Bradley, Foster & Sargent, Inc.
    Hartford, CT
  • 07/2019 → 01/2021
    Ocean View Capital Llc
    Delray Beach, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-07-07
S65 Uniform Investment Adviser Law Examination 1998-08-14
  • S63 Uniform Securities Agent State Law Examination
    2004-07-07
  • S65 Uniform Investment Adviser Law Examination
    1998-08-14
Designations

View on SEC IAPD

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