Randy Dale Wagner

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2004 → 09/2025
  Avantax Investment Services
  Scottsdale, AZ
• 11/2006 → 09/2025
  Avantax Advisory Services
  Scottsdale, AZ
• 10/2017 → 10/2019
  Fiduciary Trust
  Scottsdale, AZ
• 10/2018 → 09/2025
  Avantax Insurance Agency Llc
  Scottsdale, AZ
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Scottsdale, AZ
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2007-08-08 → 2025-09-05
  Avantax Advisory Services
  Scottsdale, AZ

Other Businesses

1)Ventura Payroll, LLC~'NIR'~8777 E. Via De Ventura, Ste 335~Scottsdale~AZ~85258~Professional Services - Business/Individual~Partner/General Partner~1/1/1998~20hrs~0hrs~Paychecks, taxes to pay on employment-calculate, payroll 2) Wagner Financial Services, LLC~'NIR'~8777 E. Via De Ventura, Ste 335~Scottsdale~AZ~85258~Tax Preparation/Accounting~President~9/10/2004~50hrs~0hrs~CPA 3 )Pinnacle Peak Estates III; Treasurer; Board Position/Officer; NIR; 0; 12/21/2018; PO Box 62073 Phoenix AZ 85082; Preform oversight of financial activities

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-07-30
• S63 Uniform Securities Agent State Law Examination
  1999-06-30

Designations

• Certified Financial Planner