Briant Charles Noland

Little Rock, AR

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Current Employers

Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-10-30
AR	RA	APPROVED	2004-08-09

TX RA
APPROVED_RES

Since 2013-10-30
AR RA
APPROVED

Since 2004-08-09

Branch Locations

111 Center Street, Little Rock, AR 72201 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Stephens Inc.	Little Rock	AR	02/2016	06/2022
Stephens Inc.	Little Rock	AR	06/2022	Present

02/2016 → 06/2022

Stephens Inc.

Little Rock, AR
06/2022 → Present

Stephens Inc.

Little Rock, AR

Previous Registrations

1988-02-29 → 2004-08-09

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Little Rock, AR

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-05-27
S63	Uniform Securities Agent State Law Examination	1987-06-24

S65 Uniform Investment Adviser Law Examination

1994-05-27
S63 Uniform Securities Agent State Law Examination

1987-06-24

Designations

View on SEC IAPD

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