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Kristopher Rostern Nuttall

Edelman Financial Engines

Sewickley, PA

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-11-30
TX RA APPROVED 2016-11-30
  • PA RA
    APPROVED
    Since 2016-11-30
  • TX RA
    APPROVED
    Since 2016-11-30

Branch Locations

1605 Carmody Court Suite 100, Sewickley, PA 15143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tmfs Advisors, Llc Cranberry Township PA 04/2016 11/2016
Financial Engines Advisors L.L.C. Cranberry Township PA 11/2016 Present
  • 04/2016 → 11/2016
    Tmfs Advisors, Llc
    Cranberry Township, PA
  • 11/2016 → Present
    Financial Engines Advisors L.L.C.
    Cranberry Township, PA
Previous Registrations
  • 2016-04-01 → 2016-11-30
    Financial Engines Advisor Center, Llc
    Cranberry Township, PA
    Overland Park, KS
  • 2006-06-30 → 2016-04-21
    The Mutual Fund Store
    Cranberry Township, PA
    Overland Park, KS
  • 2005-04-22 → 2005-11-14
    Natcity Investments, Inc.
    Pittsburgh, PA
  • 2003-05-01 → 2005-02-14
    Citizens Securities, Inc.
    Pittsburgh, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-03-19
S63 Uniform Securities Agent State Law Examination 1999-06-26
  • S65 Uniform Investment Adviser Law Examination
    2003-03-19
  • S63 Uniform Securities Agent State Law Examination
    1999-06-26
Other Names
  • Kris Nuttall

View on SEC IAPD

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SEWICKLEY FINANCIAL LLC

Other Investors

SCOTT WILLIAM MILLER
MELISSA TSAGGARIS CORSO
JOHN MARTIN SCHNEIDER
LAURA S GLEGHORN
RANDOLPH ANTHONY BODNAR
BRIAN MATTHEW SPENCER
ERIC SCOTT LEWIS
Sumana Naik

Other Offices

JMS CAPITAL GROUP WEALTH SERVICES, LLC · SEWICKLEY, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · Sewickley, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SEWICKLEY, PA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Sewickley, PA
SCHENLEY CAPITAL, INC · SEWICKLEY, PA
NAV WEALTH PARTNERS · SEWICKLEY, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SEWICKLEY, PA
J.P. MORGAN SECURITIES LLC · Sewickley, PA

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