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Current Employers
Lifemark Securities Corp.

400 West Metro Park, Rochester, NY 14623 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-02-19
  • PA RA
    APPROVED
    Since 2025-02-19

Branch Locations

One Blue Hill Plaza #1509-75, Pearl River, NY 10965 • United States

Ephrata, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Invest Financial Corp. Tampa FL 02/2009 02/2018
Lpl Financial Llc Norwalk CT 02/2018 06/2019
Coastal Equities, Inc. Wilmington DE 08/2019 12/2022
Lifemark Securities Corp. Rochester NY 01/2023 Present
Independent Insurance Agent Ephrata PA 08/2019 Present
Business Broker Ephrata PA 07/2005 Present
Southbay Energy Ephrata PA 08/2019 Present
Rererrer Of Loan Companies Ephrata PA 08/2019 Present
  • 02/2009 → 02/2018
    Invest Financial Corp.
    Tampa, FL
  • 02/2018 → 06/2019
    Lpl Financial Llc
    Norwalk, CT
  • 08/2019 → 12/2022
    Coastal Equities, Inc.
    Wilmington, DE
  • 01/2023 → Present
    Rochester, NY
  • 08/2019 → Present
    Independent Insurance Agent
    Ephrata, PA
  • 07/2005 → Present
    Business Broker
    Ephrata, PA
  • 08/2019 → Present
    Southbay Energy
    Ephrata, PA
  • 08/2019 → Present
    Rererrer Of Loan Companies
    Ephrata, PA
Other Businesses

ALL OUTSIDE BUSINESS ACTIVITIES CONDUCTED FROM 242 MASON DRIVE, EPHRATA, PA 17522 1. BUSINESS BROKERING / NOT INVESTMENT RELATED / START 07/2005 / 5 HOURS/MONTH / 0 HOURS/MONTH DURING TRADING HOURS / ASSIST SMALL BUSINESS OWNERS IN SELLING THEIR BUSINESS. RECEIVES REFERRAL FEE FROM VENDORS PROVIDING THE SERVICE. 2. SOUTHBAY ENERGY / NOT INVESTMENT RELATED / START 08/2019 / 5 HOURS/MONTH / 0 HOURS/MONTH DURING TRADING HOURS / RECEIVES A REFERRAL COMMISSION IF THE VENDOR IS CHOSEN TO PROVIDE ENERGRY SERVICE. 3. LOANS/ COMMERICAL/ BUSINESS/ RESIDENTIAL/ REVERSE / NOT INVESTMENT RELATED / PROSPECT FOR REFERENCED TYPE OF LOANS; THEWALDENGROUP.BIZ, LIGHTHOUSEMORTGAGECORP.COM, BOEMORTGAGE.COM; COMPENSATION IN THE FORM OF FINDERS FEES / START 08/2019 / 5 HOURS/MONTH / 0 HOURS/MONTH DURING TRADING HOURS. 4. INDEPENDENT INSURANCE AGENT / INVESTMENT RELATED / START 08/2019 / 5 HOURS/MONTH / 0 HOURS/MONTH DURING TRADING HOURS / SALES AND SERVICE OF LIFE, DISABILITY, LTC, HEALTH, MEDICARE AND MEDICAID INSURANCE PRODUCTS USING MULTIPLE RESOURCES INCLUDING THE MASON AGENCY OR CAPITAL BROKERAGE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-01-30
S63 Uniform Securities Agent State Law Examination 1988-10-03
  • S65 Uniform Investment Adviser Law Examination
    1996-01-30
  • S63 Uniform Securities Agent State Law Examination
    1988-10-03

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