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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-04-30
MD RA APPROVED 1999-09-16
  • TX RA
    APPROVED_RES
    Since 2019-04-30
  • MD RA
    APPROVED
    Since 1999-09-16

Branch Locations

8825 Stanford Blvd Ste 200, Columbia, MD 21045 • United States

Marriottsville, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Columbia MD 09/2005 03/2020
Ameriprise Financial Services, Llc Columbia MD 03/2020 Present
Other Businesses

Business Ownership; Advisor99; ; Handle activities for Ameriprise practice; 12000 Sand Hill Manor Dr.Marriottsville, MD 21104, ,; Not Investment-Related; 12/03/2015; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-09-02
  • S66 Uniform Combined State Law Examination
    1999-09-02

View on SEC IAPD

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