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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-01-02
AZ RA APPROVED 2012-11-19
  • TX RA
    APPROVED
    Since 2013-01-02
  • AZ RA
    APPROVED
    Since 2012-11-19

Branch Locations

1200 El Dorado Place Building E, Suite 520, Tucson, AZ 85715 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Tucson AZ 11/2012 Present
Raymond James Financial Services Advisors Inc. Tucson AZ 11/2012 Present
Previous Registrations
Other Businesses

(1) Name of Business: Cata-Lee Apartments Address: Lee Street, Tucson, AZ, 85712, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 11/05/2005 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2) Name of Business: PIMA COLLEGE Address: 4905 E. Broadway Blvd.\n, Tucson, AZ, 85709-1010, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Advisory Board, Subcommittee Member Investment Related: Yes Start Date: 10/29/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: FINANCE SUB COMMITTEE (3) Name of Business: Witt Financial Address: 4735 E Camp Lowell Dr Ste 106, Tucson, AZ, 85712, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 11/02/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Witt Financial

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-31
S63 Uniform Securities Agent State Law Examination 1987-05-11
  • S66 Uniform Combined State Law Examination
    2006-10-31
  • S63 Uniform Securities Agent State Law Examination
    1987-05-11
Other Names
  • Kay Witt

View on SEC IAPD

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