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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-11-27
  • MO RA
    APPROVED
    Since 2023-11-27

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

15455 Conway Rd Ste 350, Chesterfield, MO 63017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodbury Financial Services, Inc. O'FAllon IL 06/2011 11/2023
Kestra Investment Services, Llc Saint Louis MO 11/2023 Present
Kestra Advisory Services, Llc Saint Louis MO 11/2023 Present
  • 06/2011 → 11/2023
    Woodbury Financial Services, Inc.
    O'FAllon, IL
  • 11/2023 → Present
    Kestra Investment Services, Llc
    Saint Louis, MO
  • 11/2023 → Present
    Saint Louis, MO
Previous Registrations
  • 2011-06-06 → 2023-11-29
    Woodbury Financial Services, Inc.
    O'FAllon, IL
    Chesterfield, MO
    O'FAllon, IL
    Chesterfield, MO
  • 2008-10-15 → 2009-06-09
    Invest Financial Corporation
    Jefferson City, MO
    Des Peres, MO
Other Businesses

Business Name: MARTING FINANCIAL POSI: RR NOB: Insurance INV REL: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 96 START DATE: 11/28/2023 ADDRESS: 15455 Conway Rd ste 350, Chesterfield MO 63017 DESC: RR Business Name: KESTRA ADVISORY SERVICES POSI: IAR NOB: Investment advisory services through Kestra Advisory Services, LLC INV REL: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 120 START DATE: 11/27/2023 ADDRESS: 5707 Southwest Parkway, building 2 Ste 400, Austin TX 78735 DESC: IAR

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-13
S65 Uniform Investment Adviser Law Examination 1998-02-02
S63 Uniform Securities Agent State Law Examination 1987-02-19
  • S66 Uniform Combined State Law Examination
    2008-10-13
  • S65 Uniform Investment Adviser Law Examination
    1998-02-02
  • S63 Uniform Securities Agent State Law Examination
    1987-02-19
Other Names
  • Matthew Ellis Marting
  • Matthew Ellis Marting

View on SEC IAPD

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