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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-04 |
| PA | RA | APPROVED | 2023-10-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates, Inc. | Connellesville | PA | 11/1996 | 10/2023 |
| Lpl Financial Llc | Hopwood | PA | 10/2023 | Present |
1) 09/2023 - Fields Financial Services / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 09/2023 - HOPWOOD SHOTOKAN KARATE CLUB / Other- Business Owner / Not Inv, Related / Hopwood, PA / Start date 01/01/2001 - 8 Hrs per month - 1% Time Spent 3) 09/2023 - Randal Fields / Non-Variable Insurance / Inv. Related / Hopwood, PA / Start date - 02/01/1994 - 2 Hrs per month - 2% Time Spent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 1987-05-19 |
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