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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2025-07-31
PA RA APPROVED 2025-07-25
  • WV RA
    APPROVED
    Since 2025-07-31
  • PA RA
    APPROVED
    Since 2025-07-25

Branch Locations

1228 National Pike, Hopwood, PA 15445 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fields Financial Services Hopwood PA 11/2022 Present
Unemployed Morgantown WV 08/2022 11/2022
Washington Health Systems - Wildred R Cameron Wellness Center Washington PA 01/2022 06/2022
Globe Life Liberty National Division - The Keller Agencies Pittsburgh PA 07/2020 12/2021
West Virginia University Morgantown WV 08/2013 08/2020
Northwestern Mutual Morgantown WV 06/2022 08/2022
Lpl Financial Hopwood PA 01/2025 Present
  • 11/2022 → Present
    Fields Financial Services
    Hopwood, PA
  • 08/2022 → 11/2022
    Unemployed
    Morgantown, WV
  • 01/2022 → 06/2022
    Washington Health Systems - Wildred R Cameron Wellness Center
    Washington, PA
  • 07/2020 → 12/2021
    Globe Life Liberty National Division - The Keller Agencies
    Pittsburgh, PA
  • 08/2013 → 08/2020
    West Virginia University
    Morgantown, WV
  • 06/2022 → 08/2022
    Northwestern Mutual
    Morgantown, WV
  • 01/2025 → Present
    Lpl Financial
    Hopwood, PA
Other Businesses

1.01/13/2025; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Fields Financial Services; Investment Related; at Reported Business Location(s); Start Date 09/28/2023; 160hrs/mth; 8hrs during trading 2.01/13/2025; Fields Financial Services; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 04/01/2023; 0hrs/mth; 0hrs during trading 3.08/14/2026; Real Fight Promotion; Coach/ Sports/ Fitness; Not Investment Related; Morgantown,WV; Start Date 08/29/2026; 4hrs/mth; 0hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-25
  • S66 Uniform Combined State Law Examination
    2025-07-25
Other Names
  • Heidi Lynn Gum

View on SEC IAPD

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