Best Investors Account Sign in
Inactive

Raymond Morgan Rennie

Pismo Pacific Financial Services, LLC

Norman, OK

Norman, OK

Claim This Profile
Current Employers
Pismo Pacific Financial Services, Llc

1416 N. Porter Ave., Norman, OK 73071 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2017-04-04
CA RA APPROVED 2013-03-12
  • OK RA
    APPROVED
    Since 2017-04-04
  • CA RA
    APPROVED
    Since 2013-03-12

Branch Locations

1416 N. Porter Ave., Norman, OK 73071 • United States

1416 N. Porter Ave., Norman, OK 73071 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pismo Pacific Financial Services, Llc Norman OK 12/2012 Present
Previous Registrations
  • 2003-07-01 → 2013-03-08
    Wells Fargo Clearing Services, Llc
    San Luis Obispo, CA
    Fresno, CA
    Fresno, CA
  • 2000-08-31 → 2003-07-01
    Prudential Equity Group, Llc
    Fresno, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-03-10
S63 Uniform Securities Agent State Law Examination 1987-02-02
  • S65 Uniform Investment Adviser Law Examination
    1992-03-10
  • S63 Uniform Securities Agent State Law Examination
    1987-02-02
Other Names
  • Ray Rennie

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
LPL FINANCIAL LLC
EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.
CETERA INVESTMENT ADVISERS LLC
HILLTOP SECURITIES INC.
STRATEGIC FINANCIAL CONCEPTS, LLC

Other Investors

John David Robinson
Aiden Kotaro Jones
ADAM HARRY CARSON
JOHN B CARROLL
OMAR MAURICIO ROSALES
Melissa Kathleen Raiford
ANTHONY LEE CRUSE
James Ray Wilbanks

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · NORMAN, OK
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · NORMAN, OK
LPL FINANCIAL LLC · NORMAN, OK
EDWARD JONES · NORMAN, OK
STATE FARM INVESTMENT MANAGEMENT CORP. · Norman, OK
CETERA INVESTMENT ADVISERS LLC · NORMAN, OK
HILLTOP SECURITIES INC. · NORMAN, OK
LPL FINANCIAL LLC · NORMAN, OK

More in Norman, OK

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor