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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-12-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Medford | OR | 07/2016 | Present |
1. AGATELAND COTTAGES; 939 AGATE MEDFORD OR 97501; SHORT STAY LODGING IN A COTTAGE ON THEIR PROPERTY. HIS WIFE RUNS THE BUSINESS; NOT INVESTMENT RELATED; CO-0-OWNER; MINOR REPAIRS, BOOKS; AFFILIATION STARTED 05/01/2009; 2 HOURS PER MONTH; NOT DURING SECURITIES TRADING HOURS; HIS WIFE MANAGES THE BUSINESS. SHE CLEANS THE HOUSE, BOOKS THE GUESTS, RECEIVES PAYMENTS, ETC.; NOT INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-03-03 |
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