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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-02-06 |
| OR | RA | APPROVED | 2023-01-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Los Angeles | CA | 11/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Los Angeles | CA | 11/2016 | 10/2020 |
| Wedbush Securities Inc. | Seattle | WA | 10/2020 | 06/2021 |
| Equitable Advisors, Llc | New York | NY | 03/2022 | 01/2023 |
| Unemployed | Morgantown | WV | 06/2021 | 03/2022 |
| Morgan Stanley Smith Barney Llc | Medford | OR | 01/2023 | Present |
*582458 - Uber Driver; Investment Related: No; San Francisco, California; Automotive/Transportation; Employee (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 01/2024; During Business Hours: 0; After Business Hours: 40; Labor/Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-12-02 |
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