Daniel Kevin Goeken

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2004 → 06/2024
  Securities America, Inc
  Norfolk, NE
• 06/2004 → 06/2024
  Securities America Advisors, Inc.
  Norfolk, NE
• 05/2004 → Present
  Olsen Goeken & Associates, Llc
  Norfolk, NE
• 01/2005 → Present
  Olsen Goeken & Associates, Llc
  Norfolk, NE
• 06/2024 → Present
  Osaic Wealth, Inc.
  Norfolk, NE

Previous Registrations

• 2004-06-29 → 2024-06-14
  Securities America Advisors, Inc.
  Norfolk, NE
  Norfolk, NE
• 1997-12-31 → 2005-12-31
  Ameriprise Financial Services, Llc
  Norfolk, NE

Other Businesses

1. INSIGHT FINANCIAL PLANNING POSITION: Sales NATURE: INSIGHT FINANCIAL PLANNING/INSURANCE AND FINANCIAL SERVICES - AGENT/OWNER - INVESTMENT RELATED - START DATE: 05/1987 - LOCATED AT 1303 ANDREWS DRIVE SUITE A, NORFOLK, NE 68701, United States INVESTMENT RELATED: Yes NUMBER OF HOURS: 175 SECURITIES TRADING HOURS: 162 START DATE: 05/01/1987 ADDRESS: 1303 Andrews Dr., Suite A, Norfolk NE 68701, United States DESCRIPTION: Insurance Sales Financial Advisor 2. DANIEL K GOEKEN POSITION: Same person. NATURE: Sole proprietorship notary. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2005 ADDRESS: 1303 Andrews Drive, Suite A,, Suite A, Norfolk NE 68701, United States DESCRIPTION: Notarize a document.

Exams

• S63 Uniform Securities Agent State Law Examination
  1988-01-04

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Dan Goeken